この記事の翻訳を準備しています。それまでの間、英語の原文を表示します。
市場規制 · 2018/8/271 分で読めます
Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
ローカル自動翻訳 · 情報源の原言語
概要
The Commodity Futures Trading Commission ("Commission" or "CFTC") is amending its regulations regarding certain duties of chief compliance officers ("CCOs") of swap dealers ("SDs"), major swap participants ("MSPs"), and futures commission merchants ("FCMs") (collectively, "Registrants"); and certain requirements for preparing, certifying, and furnishing to the Commission an annual report containing an assessment of the Registrant's compliance activities.
情報源の原言語: Federal Register — CFTC原文の発表を開く →