この記事の翻訳を準備しています。それまでの間、英語の原文を表示します。
市場規制 · 2004/8/201 分で読めます
Certain Broker-Dealers Deemed Not To Be Investment Advisers
ローカル自動翻訳 · 情報源の原言語
概要
The Securities and Exchange Commission is reopening the period for public comment on a rule proposal under the Investment Advisers Act of 1940 that would address the application of the Advisers Act to brokers offering certain full service brokerage services (including advice) for an asset-based fee instead of traditional commissions, mark-ups, and mark-downs, and that would address electronic trading for reduced brokerage commissions.
情報源の原言語: Federal Register — SEC原文の発表を開く →