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Questa traduzione è in preparazione. Nel frattempo mostriamo temporaneamente la versione originale in inglese.

Regolamentazione dei mercati · 05/08/20161 min di lettura

Exemption From Registration for Certain Foreign Persons

Traduzione automatica locale · Lingua originale della fonte

Riepilogo

The Commodity Futures Trading Commission ("Commission") is proposing to amend one of its regulations. The proposed amendment would amend the conditions under which persons located outside the United States ("U.S.") acting in the capacity of a futures commission merchant ("FCM"), an introducing broker ("IB"), commodity trading advisor ("CTA"), or commodity pool operator ("CPO") in connection with commodity interest transactions solely on behalf of persons located outside the U.S., or on behalf of certain international financial institutions, would qualify for an exemption from registration with the Commission.

Lingua originale della fonte: Federal Register — CFTCApri il comunicato originale →

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