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Regolamentazione e diritto · 27/11/20021 min di lettura
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. To Adopt Amendments to Exchange Rule 342 (“Offices-Approval, Supervision and Control”) and its Interpretation, Rule 401 (“Business Conduct”), Rule 408 (“Discretionary Power in Customers’ Accounts”), and Rule 410 (“Records of Orders”)
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Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. To Adopt Amendments to Exchange Rule 342 (“Offices-Approval, Supervision and Control”) and its Interpretation, Rule 401 (“Business Conduct”), Rule 408 (“Discretionary Power in Customers’ Accounts”), and Rule 410 (“Records of Orders”)
Lingua originale della fonte: Federal Register — All DocumentsApri il comunicato originale →