Regolamentazione dei mercati · 11/07/19951 min di lettura
The National Futures Association's Proposed Requirements for the Supervision of Telemarketing Activities
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Riepilogo
The Commodity Futures Trading Commission (``Commission'') has determined pursuant to Section 17(j) of the Commodity Exchange Act (``Act'') to review the National Futures Association's (``NFA's'') proposed amendment to its Interpretive Notice to Compliance Rule 2-9. The proposal would revise NFA requirements regarding the supervisory procedures which certain NFA members must use with respect to their telemarketing activities. The Commission has determined that publication of NFA's proposal is in the public interest, will assist the Commission in considering the views of interested persons and is consistent with the purposes of the Act.