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Régulation des marchés · 14/10/20111 min de lecture

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook; Correction

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Résumé

The Securities and Exchange Commission published in the Federal Register of August 2, 2011 a Notice of Filing of Amendment No. 1 to Proposed Rule Change to Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook ("Notice"). The Notice contained incorrect information regarding the timing for Commission action.

Langue originale de la source: Federal Register — SECOuvrir le communiqué original →

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