Régulation des marchés · 01/11/20041 min de lecture
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Adopt Rule 405A (“Non-Managed Fee-Based Account Programs-Disclosure and Monitoring”)
Traduction automatique locale · Langue originale de la source
Résumé
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Adopt Rule 405A (“Non-Managed Fee-Based Account Programs-Disclosure and Monitoring”)