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Regulation & law · 14/10/2020Updated: 10/17/2026 · 1 min read

FINRA Extends Deadline for Deletion of Order Audit Trail System Rules

Summary

The Financial Industry Regulatory Authority (FINRA) has extended the deadline for the Commission to take action on a proposed rule change to delete the FINRA Order Audit Trail System (OATS) rules, allowing for an additional period of time for review and consideration.

Original source language: Federal Register — All DocumentsOpen original release →

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