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Market regulation · 09/07/2014Updated: 10/17/2026 · 1 min read

National Futures Association Filing Proposed Rule Change on Enhanced Supervisory Requirements

Summary

The National Futures Association has filed a proposed rule change with the relevant authorities, aiming to strengthen supervisory requirements for its members, as outlined in the NFA Interpretive Notice 'NFA Compliance Rule 2-9'. The proposed rule change seeks to enhance the overall compliance and risk management framework within the industry.

Original source language: Federal Register — SECOpen original release →

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