Market regulation · 09/07/2014Updated: 10/17/2026 · 1 min read
National Futures Association Filing Proposed Rule Change on Enhanced Supervisory Requirements
Summary
The National Futures Association has filed a proposed rule change with the relevant authorities, aiming to strengthen supervisory requirements for its members, as outlined in the NFA Interpretive Notice 'NFA Compliance Rule 2-9'. The proposed rule change seeks to enhance the overall compliance and risk management framework within the industry.