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Market regulation · 24/12/2014Updated: 10/17/2026 · 1 min read

NYSE MKT LLC Proposes Rule Change to Update Supervisory Requirements

Summary

NYSE MKT LLC has filed a proposed rule change with the SEC to remove the three-year experience requirement for supervisory personnel in Rule 342-Equities and add supplementary material to Rule 3110-Equities outlining the reasonable discharge of supervisory duties and obligations. The proposed rule change is effective immediately.

Original source language: Federal Register — SECOpen original release →

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