Market regulation · 24/12/2014Updated: 10/17/2026 · 1 min read
NYSE MKT LLC Proposes Rule Change to Update Supervisory Requirements
Summary
NYSE MKT LLC has filed a proposed rule change with the SEC to remove the three-year experience requirement for supervisory personnel in Rule 342-Equities and add supplementary material to Rule 3110-Equities outlining the reasonable discharge of supervisory duties and obligations. The proposed rule change is effective immediately.