Market regulation · 16/05/1994Updated: 10/16/2026 · 1 min read
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Interpretation to Rule 345 Establishing a New Category of Limited Registration for Floor Clerks of Members and the Content Outline for the Examination Module for Floor Clerks of Members Engaged in Public Business With Professional Customers (Series 7B)
Summary
The New York Stock Exchange, Inc. has filed a proposed rule change to establish a new category of limited registration for floor clerks of members and to outline the content for the examination module for floor clerks of members engaged in public business with professional customers.
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