Antidisruptive Practices Authority

Zusammenfassung

The Commodity Futures Trading Commission (the "Commission" or "CFTC") is issuing this interpretive guidance and policy statement ("interpretive statement") to provide guidance on section 747 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd- Frank Act"), which prohibits certain disruptive trading, practices, or conduct as set forth in new section 4c(a)(5) of the Commodity Exchange Act (the "CEA"). This interpretive statement will provide market participants and the public with guidance on the scope and application of the statutory prohibitions set forth in CEA section 4c(a)(5).