Market regulation · 06/04/2011Updated: 10/17/2026 · 1 min read
FINRA Approves Rule Change for Customer Dispute Resolution Process
Summary
The Financial Industry Regulatory Authority (FINRA) has granted accelerated approval of a proposed rule change to update its discovery guide and rules related to customer dispute resolution, following a notice of filing by the self-regulatory organization.
Original source language: Federal Register — SECOpen original release →