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Market regulation · 10/06/2011Updated: 10/17/2026 · 1 min read

FINRA Proposes Rule Change to Permit Brokers to Process Mortgage-Backed Securities Trades

Summary

The Fixed Income Clearing Corporation (FINRA) has filed a proposed rule change with the SEC, allowing brokers to process certain mortgage-backed securities trades in broker accounts, effective immediately.

Original source language: Federal Register — SECOpen original release →

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