Market regulation · 27/06/2011Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Exempt Certain Exchanges from Order Audit Trail System Requirements
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change with the SEC, which, if approved, would exempt certain exchanges from recording and reporting requirements under the Order Audit Trail System (OATS)
Original source language: Federal Register — SECOpen original release →