Market regulation · 03/08/2011Updated: 10/17/2026 · 1 min read
NYSE Amex LLC Filing Proposed Rule Change to Exempt Foreign Affiliates and Streamline Approved Person Definition
Summary
NYSE Amex LLC has filed a proposed rule change to update the definition of an approved person, excluding foreign affiliates, and create a new definition for foreign securities affiliates, eliminating the need for an application process for approved persons.
Original source language: Federal Register — SECOpen original release →