Market regulation · 09/09/2011Updated: 10/17/2026 · 1 min read
NASDAQ OMX PHLX LLC Files Proposed Rule Change for Quarterly Trading Requirements for Registered Options Traders
Summary
NASDAQ OMX PHLX LLC has submitted a proposed rule change to the Securities and Exchange Commission (SEC) regarding the quarterly trading requirements for registered options traders, as mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act.