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Market regulation · 09/09/2011Updated: 10/17/2026 · 1 min read

NASDAQ OMX PHLX LLC Files Proposed Rule Change for Quarterly Trading Requirements for Registered Options Traders

Summary

NASDAQ OMX PHLX LLC has submitted a proposed rule change to the Securities and Exchange Commission (SEC) regarding the quarterly trading requirements for registered options traders, as mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Original source language: Federal Register — SECOpen original release →

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