BN Business News
Add your company to Business Communicator →

Market regulation · 23/11/2011Updated: 10/17/2026 · 1 min read

FINRA Filing Proposed Rule Change to Code of Procedure

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change with the Securities and Exchange Commission (SEC) to update its Code of Procedure, which governs the organization's operations and dispute resolution processes.

Original source language: Federal Register — SECOpen original release →

Explore insights

Business insights →