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Market regulation · 12/12/2011Updated: 10/17/2026 · 1 min read

FINRA Filing Proposed Rule Change on Whistleblower Claims in Arbitration

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to enhance whistleblower protections in arbitration, following a notice from the agency to self-regulatory organizations

Original source language: Federal Register — SECOpen original release →

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