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Market regulation · 15/06/2012Updated: 10/17/2026 · 1 min read

CFTC Proposes Regulations for Swap Dealers and Associated Persons

Summary

The Commodity Futures Trading Commission (CFTC) is proposing new regulations that would require swap dealers, major swap participants, and other registrants to supervise associated persons and share responsibility for their activities with customers.

Original source language: Federal Register — CFTCOpen original release →

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