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Regulation & law · 22/10/20261 min read

Self-regulatory organizations; MIAX PEARL, LLC; Notice of filing and immediate effectiveness of a proposed rule change to make a non-substantial correction to Exchange Rule 1014, Imposition of fines for minor rule violations

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Self-regulatory organizations; MIAX PEARL, LLC; Notice of filing and immediate effectiveness of a proposed rule change to make a non-substantial correction to Exchange Rule 1014, Imposition of fines for minor rule violations.

Original source language: Federal Register — SECOpen original release →

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Regulation & law · 10/22/2026

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Edits to Exchange Rule 1703, Consolidated Audit Trail Compliance Rule-Industry Member Data Reporting

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Edits to Exchange Rule 1703, Consolidated Audit Trail Compliance Rule-Industry Member Data Reporting.

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