Market regulation · 27/01/2026

Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Thereunder, Relating to the Reporting of Responses to Requests for Quotes and Other Solicitation Responses Provided in a Standard Electronic Format, as Required by Section 6.4(d) of the National Market System Plan Governing the Consolidated Audit Trail

The Securities and Exchange Commission has granted exemptive relief related to the reporting of responses to requests for quotes and other solicitation responses in a standard electronic format, as required by the National Market System Plan Governing the Consolidated Audit Trail.