Market regulation · 27/01/2026

Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Thereunder, From Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail Related to Port-Level Settings

The Securities and Exchange Commission has granted exemptive relief from certain requirements of the National Market System Plan Governing the Consolidated Audit Trail related to port-level settings, pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS.