Market regulation · 01/07/2025Updated: 10/16/2026 · 1 min read
Financial Industry Regulatory Authority, Inc. Files Partial Amendment No. 1 and Receives Accelerated Approval for Proposed Rule Change Exempting Certain Business Development Companies
Summary
The Financial Industry Regulatory Authority, Inc. has filed Partial Amendment No. 1 and received accelerated approval for a proposed rule change that exempts certain Business Development Companies from FINRA Rules 5130 and 5131.
Original source language: Federal Register — SECOpen original release →