Market regulation · 16/03/2010Updated: 10/17/2026 · 1 min read
FINRA Files Proposed Rule Change to Extend Regulation NMS Protections to OTC Equity Securities
Summary
The Financial Industry Regulatory Authority (FINRA) has submitted a proposed rule change to expand Regulation NMS protections to the market for over-the-counter (OTC) equity securities, as modified by Amendment No. 1
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