Market regulation · 07/04/2010Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Require Real-Time Reporting of OTC Equity Transactions
Summary
The Financial Industry Regulatory Authority (FINRA) has filed an amendment to its proposed rule change, which would require members to report over-the-counter (OTC) equity transactions in real-time, within 30 seconds of execution, as part of its efforts to enhance market transparency and compliance.
Original source language: Federal Register — SECOpen original release →