Market regulation · 13/02/2024Updated: 10/16/2026 · 1 min read
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6897(b) (CAT Cost Recovery Fees) To Implement a Historical Consolidated Audit Trail Recovery Assessment; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change
Summary
The Financial Industry Regulatory Authority, Inc. has filed a proposed rule change to adopt FINRA Rule 6897(b) and implement a Historical Consolidated Audit Trail Recovery Assessment.
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