Market regulation · 11/03/2024Updated: 10/16/2026 · 1 min read
Notice of Intention To Cancel Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
Summary
The Securities and Exchange Commission intends to cancel the registration of certain municipal securities dealers pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934.