Market regulation · 27/08/2024Updated: 10/16/2026 · 1 min read
Financial Industry Regulatory Authority, Inc. Files Partial Amendment No. 1 to Proposed Rule Change for FINRA Rule 12800
Summary
The Financial Industry Regulatory Authority, Inc. has filed Partial Amendment No. 1 to a proposed rule change for FINRA Rule 12800, which aims to clarify and amend the applicability of document production lists in simplified arbitration.
Original source language: Federal Register — SECOpen original release →