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Market regulation · 07/06/2023Updated: 10/16/2026 · 1 min read

SEC Intends to Cancel Registrations of Certain Investment Advisers

Summary

The US Securities and Exchange Commission (SEC) has announced its intention to cancel the registrations of certain investment advisers under Section 203(H) of the Investment Advisers Act of 1940.

Original source language: Federal Register — SECOpen original release →

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