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Market regulation · 01/06/2022Updated: 10/16/2026 · 1 min read

SIFMA Files Amendment to National Market System Plan Governing Consolidated Audit Trail

Summary

The Securities Industry and Financial Markets Association (SIFMA) has filed an amendment to the National Market System Plan governing the Consolidated Audit Trail (CAT), a critical component of the Securities Exchange Act of 2002. The amendment aims to enhance the CAT's functionality and improve the efficiency of the audit trail.

Original source language: Federal Register — SECOpen original release →

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