Market regulation · 15/08/2022Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Modify Arbitration Dispute Information Expungement Process
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to amend its arbitration procedure codes, aiming to modify the current process for expunging customer dispute information.
Original source language: Federal Register — SECOpen original release →