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Regulation & law · 28/09/2022Updated: 10/17/2026 · 1 min read

FINRA Proposes Rule Change to Update Arbitration Procedure References

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to update references in its arbitration procedure codes from the Neutral List Selection System to the List Selection Algorithm, effective immediately.

Original source language: Federal Register — All DocumentsOpen original release →

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