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Regulation & law · 06/12/2022Updated: 10/17/2026 · 1 min read

FINRA Filing Proposed Rule Changes for Order Routing Disclosure

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to adopt rules 6151 and 6470, which require disclosure of order routing information for NMS securities and OTC equity securities, respectively.

Original source language: Federal Register — All DocumentsOpen original release →

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