Regulation & law · 21/09/2021Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Extend Temporary Relief for Remote Inspections
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to extend the effectiveness of a temporary relief provision that allowed remote inspections for 2020 and 2021 under FINRA Rule 3110 (Supervision).
Original source language: Federal Register — All DocumentsOpen original release →