Regulation & law · 20/12/2021Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Enhance Proxy Voting Process
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to amend FINRA Rule 2251, which governs the processing and forwarding of proxy and other issuer-related materials, effective immediately.
Original source language: Federal Register — All DocumentsOpen original release →