Regulation & law · 24/11/2020Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Allow Remote Inspections for 2020 and 2021
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to temporarily allow remote inspections for 2020 and 2021 under its supervision rule, FINRA Rule 3110.
Original source language: Federal Register — All DocumentsOpen original release →