Regulation & law · 17/12/2020Updated: 10/17/2026 · 1 min read
SEC Announces Plan to Cancel Registration of Investment Adviser
Summary
The Securities and Exchange Commission (SEC) has issued a notice stating its intention to cancel the registration of an investment adviser under section 203(H) of the Investment Advisers Act of 1940.
Original source language: Federal Register — All DocumentsOpen original release →