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Regulation & law · 24/10/2019Updated: 10/17/2026 · 1 min read

FINRA Proposes Extension of Pilot Program to Address Clearly Erroneous Transactions

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to extend its pilot program aimed at preventing clearly erroneous transactions in exchange-listed securities, which is set to take effect immediately

Original source language: Federal Register — All DocumentsOpen original release →

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