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Regulation & law · 07/11/2019Updated: 10/17/2026 · 1 min read

FINRA Proposes Extension of Rule 4210 Implementation Date

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to extend the implementation date of certain amendments to FINRA Rule 4210, which was previously approved in 2015.

Original source language: Federal Register — All DocumentsOpen original release →

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