Regulation & law · 07/11/2019Updated: 10/17/2026 · 1 min read
FINRA Proposes Extension of Rule 4210 Implementation Date
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to extend the implementation date of certain amendments to FINRA Rule 4210, which was previously approved in 2015.
Original source language: Federal Register — All DocumentsOpen original release →