Regulation & law · 23/08/2018Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Simplify TRACE Reporting System
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to remove the computer-to-computer interface as a technological option for TRACE reporting, a system that tracks trades. This change aims to simplify the reporting process.
Original source language: Federal Register — All DocumentsOpen original release →