Regulation & law · 10/09/2018Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Qualification Examination Fees
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to amend the qualification examination fees in its by-laws, which would take effect immediately. The change aims to adjust the fees for broker-dealers and other market participants.
Original source language: Federal Register — All DocumentsOpen original release →