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Regulation & law · 12/10/2018Updated: 10/17/2026 · 1 min read

FINRA Proposes Rule Change to Share Qualification Exam Results with Candidates

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to provide test result information to candidates who pass a FINRA qualification examination, effective immediately

Original source language: Federal Register — All DocumentsOpen original release →

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