Regulation & law · 02/10/2017Updated: 10/17/2026 · 1 min read
FINRA Delays Implementation of Rule 4210 Amendments
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to delay the implementation date of certain amendments to FINRA Rule 4210, which were previously approved in 2015.
Original source language: Federal Register — All DocumentsOpen original release →