Regulation & law · 28/11/2017Updated: 10/17/2026 · 1 min read
FINRA Proposes Extension of Tier Size Pilot for OTC Equity Securities
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to extend the Tier Size Pilot of Rule 6433, which sets minimum quotation size requirements for over-the-counter (OTC) equity securities, for an additional period.
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