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Regulation & law · 28/11/2017Updated: 10/17/2026 · 1 min read

FINRA Proposes Extension of Tier Size Pilot for OTC Equity Securities

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to extend the Tier Size Pilot of Rule 6433, which sets minimum quotation size requirements for over-the-counter (OTC) equity securities, for an additional period.

Original source language: Federal Register — All DocumentsOpen original release →

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