Regulation & law · 08/09/2016Updated: 10/17/2026 · 1 min read
NYSE Arca Inc. Extends Time for Filing Uniform Termination Notice for Securities Industry Registration
Summary
NYSE Arca Inc. has submitted a notice to the Securities and Exchange Commission requesting an extension of time for the commission to take action on a proposed rule change that would allow holders of outstanding warrants and firms to file a uniform termination notice for securities industry registration, also known as a Form U5, for an additional period.
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