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Regulation & law · 19/09/2016Updated: 10/17/2026 · 1 min read

FINRA Approves Rule Change for Bond Mutual Fund Disclosure

Summary

The Financial Industry Regulatory Authority (FINRA) has granted accelerated approval for a proposed rule change that requires broker-dealers to disclose bond mutual fund volatility ratings and investment analysis tools, as part of its ongoing efforts to enhance investor protection and transparency.

Original source language: Federal Register — All DocumentsOpen original release →

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