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Regulation & law · 23/11/2016Updated: 10/17/2026 · 1 min read

FINRA Proposes Rule Change to Require Brokers to Disclose Additional Pricing Information on Retail Customer Confirmations

Summary

The Financial Industry Regulatory Authority (FINRA) has filed an amendment to its proposed rule change, which would require brokers to disclose additional pricing information on retail customer confirmations for certain fixed income securities.

Original source language: Federal Register — All DocumentsOpen original release →

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