Regulation & law · 23/11/2016Updated: 10/17/2026 · 1 min read

MSRB Filing Notice: Disclosure of Mark-Ups and Mark-Downs to Retail Customers

Summary

The Municipal Securities Rulemaking Board (MSRB) has filed Amendment No. 1 to its rules, which includes accelerated approval of a proposed rule change requiring disclosure of mark-ups and mark-downs to retail customers on certain principal transactions, and guidance on prevailing market price.

Original source language: Federal Register — All DocumentsOpen original release →

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